Exchange Tower

Results: 182



#Item
71SEC filings / United States corporate law / Economy of the United States / Investor Protection and Securities Reform Act / United States securities law / United States Securities and Exchange Commission / Tower Amendment / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Financial regulation

State and Local Government Toolkit Financial Disclosure: Preparing to Submit Municipal securities issuers, obligated persons and agents acting on their behalf provide financial and other information under continuing dis

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Source URL: www.msrb.org

Language: English - Date: 2013-07-23 16:38:55
7276th United States Congress / Investment Advisers Act / Investment / Family office / Financial regulation / Economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / U.S. Securities and Exchange Commission / Financial services / Financial economics / Finance

ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA[removed]WWWROPESGRAY.COM

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Source URL: www.sec.gov

Language: English - Date: 2010-11-19 10:45:05
73Financial adviser / John F. Wharton / Investment Advisers Act / Financial economics / Business / Law / John Wharton / Paul /  Weiss /  Rifkind /  Wharton & Garrison / Simon H. Rifkind / U.S. Securities and Exchange Commission

PAUL. WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK[removed]UNIT 3501, FORTUNE PLAZA OFFICE TOWER A

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Source URL: www.sec.gov

Language: English - Date: 2010-11-19 10:58:31
74Financial adviser / Investment / Broker-dealer / Securities Exchange Act / Financial Advisor / Municipal Securities Rulemaking Board / Registered Investment Advisor / Financial economics / Finance / Financial system

State of Ohio OHIO PUBLIC FACILITIES COMMISSION State Office Tower, 30 East Broad Street, Columbus, Ohio[removed]JOSH MANDEL, Treasurer Treasurer of State JON HUSTED

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Source URL: obm.ohio.gov

Language: English - Date: 2014-06-26 14:49:38
75Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Corporations law / Vesting / Securities Exchange Act / Securities Act / Security / Law / Private law / United States securities law

Baker 8 McKenzie LLP Pennzoil Place, South Tower 711 Louisiana, Suite 3400 Houston, Texas[removed], USA Tel: +[removed]Fax: + I[removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-10-20 14:26:00
76Municipal Securities Rulemaking Board / Law / Administrative law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Economy of the United States / Financial Industry Regulatory Authority / Rulemaking / Securities Exchange Act / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

MSRB Revised Draft Rule G-42: Duties of Non-Solicitor Municipal Advisors Municipal Securities Rulemaking Board August 14, 2014

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Source URL: www.msrb.org

Language: English - Date: 2014-08-14 16:08:34
77

28 février 2013 Michal Pomotov Conseiller juridique, Bourse de Toronto The Exchange Tower 130, rue King Ouest Toronto (Ontario) M5X 1J2

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Source URL: faircanada.ca

Language: French - Date: 2013-12-18 17:50:59
    78

    12 novembre 2012 Michal Pomotov Conseiller juridique Bourse de Toronto The Exchange Tower 130, rue King Ouest

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    Source URL: faircanada.ca

    Language: French - Date: 2013-12-18 17:50:45
      79Financial economics / Business / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Tower Amendment / Securities Exchange Act / United States securities law / Financial regulation / Self-regulatory organizations

      GAO[removed], MUNICIPAL SECURITIES: Options for Improving Continuing Disclosure

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      Source URL: www.gao.gov

      Language: English - Date: 2012-07-19 10:06:07
      80Financial economics / Finance / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Stock market / U.S. Securities and Exchange Commission / Tower Amendment / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Financial regulation / Self-regulatory organizations / United States securities law

      GAO[removed]Highlights, MUNICIPAL SECURITIES: Options for Improving Continuing Disclosure

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      Source URL: www.gao.gov

      Language: English - Date: 2012-07-19 10:06:09
      UPDATE